IND-04 · FINFinance
AI that holds up to model risk review.
Compliance-aware LLMs, fraud and AML intelligence, portfolio analytics and AI distribution — built for institutions that ship under SR 11-7, FINRA and FCA.
Engagement signals
Live
SR 11-7
Model-risk aligned
−63%
False positives, AML alerts
+420%
LLM share-of-voice
0
Material model-risk findings
Vertical pressure
The forces shaping this industry.
PRESSURE-01
Model risk governance
Every model needs documented assumptions, validation, monitoring and explainability that survives second-line review.
PRESSURE-02
Alert fatigue
AML, fraud and compliance teams drown in false positives. Better models recover analyst hours and reduce loss.
PRESSURE-03
Brand discoverability under AI
Customers ask AI for product comparisons. Compliance-safe content is now a distribution channel.
Mapped capabilities
The Ptimz stack, tuned to your vertical.
Each capability below is deployed using vertical-specific evals, guardrails and data models.
Outcomes
Compounding wins, in production.
−63%
False positives in AML alerting
+420%
AI-channel share-of-voice
0
Material findings across deployments
In the field
A live customer signal.
Global Asset Manager
"The Ptimz governance fabric let us ship LLM-powered portfolio narratives through model-risk review in one cycle. That alone justified the engagement."
FAQ
Frequently asked
Engagement
AI your risk team will actually approve.
A 30-minute call with a senior engineer who has shipped AI inside top-tier financial institutions.